Question

From a Thread perspective, what is a block, wait and lock? Rather,is it necessary to have all these three in any operation? For example, in a producer-consumer pattern how this things are implemented.
Thanks in advance

Answer 1

A blocking operation is one that blocks the thread until the operation completes. Blocking a thread is the process of telling the thread scheduler (usually the operating system, although there are user-level thread libraries) not to run a thread until that thread is woken up. There are many kinds of blocking operations, and one example is file I/O. As with any other blocking operation, the method doesn’t return until the relevant operation (in this case, file I/O) has completed.

A wait is a particular kind of blocking operation used for thread synchronization. Specifically, it says “please block the thread that called wait until some other thread wakes it up.” In Java, wait is a method. The corresponding wake-up method is notify.

A lock is a higher-level abstraction that says “only allow a limited number of threads into this region of code.” Most commonly, that limited number is 1, in which case a mutex (which I explain in plenty of detail in this SO answer) is the preferred locking primitive in a lower-level language like C. In Java, the most common locking primitive is called a monitor. There is a notion of owning an object’s monitor (every object has a monitor), and waiting on a monitor, and waking up a thread that is waiting on a monitor. How do we accomplish this? You guessed it – we use the wait method to wait on a monitor, and notify to wake up one of the threads that is waiting on the monitor.

Now an answer that will probably sound a bit like Greek, given that you are just starting with concurrency: To implement the producer-consumer pattern, the most common strategy is to use two semaphores (plus a mutex to synchronize access to the buffer). A semaphore is usually implemented with a mutex, but is a higher-order construct because it allows counting some resource. So you keep one semaphore to count the number of items in the buffer, and one to count the number of empty spaces in the buffer. The producer waits on the empty space semaphore and adds items to the buffer whenever space becomes available, and the consumer waits on the items semaphore and consumes an item whenever an item becomes available.

Now I’ve defined what these things are, but I haven’t really talked about how to use them. That, however, is worth several lectures in a college course, and is certainly too much for a StackOverflow answer. I’d recommend the concurrency lessons in the Java tutorials as a way to get started with threading. Also, look up college courses on the web. Many schools post notes publicly online, so with a little searching you can often find high-quality material.

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EDIT: A description of the difference between wait and blocking I/O

Before you begin reading this, make sure you’re familiar with what a thread is, and what a process is. I give an explanation in the first four paragraphs of this SO answer, and Wikipedia has a more detailed explanation (albeit with less historical context).

Each thread has one very important piece of information: an instruction pointer (there are other important pieces of information associated with each thread, but they aren’t important now). The instruction pointer is a JVM-maintained pointer to the currently executing bytecode instruction. Every time you execute an instruction (each instruction is an abstract representation of a very simple operation, such as “call method foo on object x), the instruction pointer is moved forward to some “next instruction.” To run your program, the JVM sets the instruction pointer to the beginning of main and keeps executing instructions and moving the instruction pointer forward until the program exits somehow.

A blocking operation stops the instruction pointer from moving forward until some event occurs to cause the instruction pointer to move forward again. Certainly the thread that initiated the blocking operation can’t make this event happen, because that thread’s instruction pointer isn’t moving forward i.e. that thread is doing nothing.

Now, there are a lot of different kinds of blocking operations. One is blocking I/O. If you call System.out.println, for example, the println method doesn’t return until the text is written out to the console. In this case, the instruction pointer stops somewhere inside System.out.println, and the operating system signals the thread to wake up whenever the console printing finishes. So the thread doesn’t have to start its own instruction pointer moving again, but the method still returns just after the text is written to the console. So, at a very high level:

• Thread 0 calls System.out.println("foo")
• Thread 0’s instruction pointer stops moving while the operating system writes “foo” to the console
• When the operating system is done writing to the console, it notifies the JVM, and the JVM automatically starts moving thread 0’s instruction pointer moving again. All of this happens without the programmer who writes System.out.println having to think about it.

Another completely separate kind of blocking operation is encapsulated in the Object.wait method. Whenever a thread calls Object.wait, that thread’s instruction pointer stops moving, but instead of the operating system starting the movement of the instruction pointer again, another thread does the job. In this case, there is no external event that will cause the thread’s instruction pointer to be restarted (as in the blocking I/O case), but there is an event internal to the program. As I said, another thread will start the instruction pointer moving again by calling Object.notify. So, at a very high level:

• Thread 0 calls x.wait() on some object
• Thread 0’s instruction pointer stops moving
• Thread 1 calls x.notify() on the same object x
• Thread 0’s instruction pointer starts moving again
• Thread 0 and thread 1 are now executing concurrently

Notice that a lot more work has to go into writing wait/notify code correctly – the JVM and the operating system don’t do all the work for you this time. They still actually do most of the work for you, but you actually have to think about calling wait and notify, and how they allow you to communicate between threads, implement locks, and more.

So there are two morals to this story. The first is that blocking I/O and wait are completely different beasts. In both cases, a thread is blocked, but in the blocking I/O case the thread is woken up automatically by the operating system, while in the wait case the thread has to rely on another thread calling notify in order to wake it up. The second is that concurrent programming is harder to reason about than serial programming. The toy examples I’ve put in this answer don’t really do the second point justice.